Warren Wa Lun Lee
李華倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Wa Lun Lee (李華倫), CE reference ABS166. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-16 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 9 — Asset management | present | present |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2007-07-18 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-07-18 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 — Asset management | present | 2007-07-18 |