Warren Wa Lun Lee
李華倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Wa Lun Lee (李華倫), a licensed Responsible Officer with CE reference ABS166. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-16 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 4 - Advising on securities | present | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | present | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 9 - Asset management | present | present |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 - Advising on securities | present | 2007-07-18 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2007-07-18 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 - Asset management | present | 2007-07-18 |