Perry Kung Yao Lok
陸恭耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Perry Kung Yao Lok (陸恭耀), CE reference AEF531. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-12 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-12 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-15 | 2012-08-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-03 | 2012-08-25 |
| iBest Securities Company Limited | Rep | Type 1 — Dealing in securities | 2005-02-03 | 2012-08-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-02-03 | 2012-08-25 |