Kai Yin Lam
林啟賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yin Lam (林啟賢), a licensed former licensee with CE reference AGT983. This person has 23.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-04 | 2026-06-17 |
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-23 | 2013-01-29 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-07-20 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yin Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.