Rundong Wu
鄔潤東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rundong Wu (鄔潤東), CE reference BNI781. Currently licensed at 1 firm(s): Yong Rong (HK) Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-20 | present |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-29 | 2022-04-14 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-11-29 | 2022-04-14 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-18 | 2021-11-10 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-18 | 2021-11-10 |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
Rep | Type 10 — Providing credit rating services | 2018-09-05 | 2020-11-30 |