Ming Jen Ku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Jen Ku (顧鳴人), a licensed Representative with CE reference BQO818. Currently licensed at 2 firm(s): Yuanta Securities (Hong Kong) Company Limited, Yuanta Asia Investment (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 4.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-12-05 | present |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-08-08 | present |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 - Asset management | 2021-04-29 | 2021-10-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-04-07 | 2021-04-29 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Jen Ku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.