Chiu Kwong Luk
陸照光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kwong Luk (陸照光), CE reference ACX939. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-16 | present |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-01 |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| Koffman Investment Ltd 高富民投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |