Herman Haw So
蘇灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Haw So (蘇灝), a licensed Representative with CE reference AXK430. Currently licensed at 1 firm(s): Yicko Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-08 | present |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 - Asset management | 2024-05-08 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-09 | 2021-08-09 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-09 | 2021-08-09 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-22 | 2021-05-12 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 - Asset management | 2015-12-22 | 2021-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Herman Haw So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.