Chu-Ping Su
蘇純平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chu-Ping Su (蘇純平), CE reference APB419. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-12-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-23 | present |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2018-10-15 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-04 | 2011-08-11 |