Raymond Ka Hei Tam
譚家熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ka Hei Tam (譚家熙), CE reference APG438. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-21 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-21 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-21 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-21 | present |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-16 | 2008-01-31 |