Tony Li Yang Wu
吳立揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Li Yang Wu (吳立揚), CE reference AWW749. Currently licensed at 1 firm(s): Wynson Asset Management Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-29 | present |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-29 | present |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-14 | 2021-04-29 |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-14 | 2021-04-29 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-14 | 2019-07-16 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-14 | 2019-07-16 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-14 | 2019-07-16 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-27 | 2019-03-11 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-27 | 2019-03-11 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 — Asset management | 2018-03-27 | 2019-03-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2018-02-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-01 | 2018-02-08 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-29 | 2018-02-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-05 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-05 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-05 | 2016-06-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2015-04-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-18 | 2015-04-24 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2011-03-29 | 2015-04-24 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2011-03-29 | 2015-04-24 |