Ivan Kun Lam Tsui
徐觀林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Kun Lam Tsui (徐觀林), CE reference ACG508. Currently licensed at 1 firm(s): Yaozhi Asset Management International Co., Limited. Total licence records on file: 49.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-26 | present |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-26 | present |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-20 | 2022-09-26 |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-20 | 2022-09-26 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-28 | 2022-09-12 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-28 | 2022-09-12 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-28 | 2021-01-28 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-28 | 2021-01-28 |
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | 2017-07-27 | 2020-09-30 |
| Alpha Nova Capital Management Limited |
RO | Type 9 — Asset management | 2017-07-27 | 2020-09-30 |
| Alpha Nova Capital Management Limited |
Rep | Type 4 — Advising on securities | 2017-06-13 | 2017-07-27 |
| Alpha Nova Capital Management Limited |
Rep | Type 9 — Asset management | 2017-06-13 | 2017-07-27 |
| Qiao Group Limited 聯橋集團有限公司 |
RO | Type 4 — Advising on securities | 2015-03-31 | 2017-05-31 |
| Qiao Group Limited 聯橋集團有限公司 |
RO | Type 9 — Asset management | 2015-03-31 | 2017-05-31 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-01 | 2015-03-15 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 9 — Asset management | 2014-04-01 | 2015-03-15 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-10 | 2014-04-01 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-10 | 2014-04-01 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-16 | 2014-02-28 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-16 | 2014-02-28 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 9 — Asset management | 2013-09-16 | 2014-02-28 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2013-01-29 | 2013-02-01 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2013-01-29 | 2013-02-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-15 | 2012-09-21 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-15 | 2012-09-21 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-15 | 2012-09-21 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-15 | 2012-09-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-30 | 2012-04-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-30 | 2012-04-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-12-30 | 2012-04-25 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-19 | 2011-12-30 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2011-04-19 | 2011-12-30 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2011-04-19 | 2011-12-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2011-04-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-26 | 2012-04-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-26 | 2011-04-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-01-26 | 2011-04-19 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-09 | 2011-01-17 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2009-06-26 | 2011-01-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-16 | 2011-01-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2008-12-16 | 2011-01-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-21 | 2008-12-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-21 | 2008-12-16 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-27 | 2008-06-03 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-03-27 | 2008-06-03 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 9 — Asset management | 2008-03-27 | 2008-06-03 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2008-03-27 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-21 | 2008-03-27 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2004-06-21 | 2008-03-27 |