Xinzheng Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinzheng Lu (魯昕政), a licensed Responsible Officer with CE reference BPR644. Currently licensed at 3 firm(s): XinKong International Asset Management Limited, XinKong International Capital Limited, XinKong International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-08-26 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-27 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-03-27 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-26 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2020-11-26 | present |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-06 | 2022-11-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-11-26 | 2022-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-22 | 2020-11-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-05-22 | 2020-11-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-22 | 2020-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinzheng Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.