Jeanne Mok
莫靜芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeanne Mok (莫靜芬), CE reference ACE638. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-18 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-18 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-02 | 2008-12-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-02 | 2008-12-05 |