Hsiao-Tsui Yu
游曉翠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Tsui Yu (游曉翠), CE reference AXG205. Currently licensed at 1 firm(s): Yuanta Asia Investment (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-09 | present |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 — Asset management | 2020-05-06 | present |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-03-12 | 2019-04-15 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
RO | Type 9 — Asset management | 2011-07-12 | 2012-02-29 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-05-06 | 2011-07-12 |