Peter Ka Kit Chu
朱家傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Ka Kit Chu (朱家傑), a licensed Responsible Officer with CE reference ACJ314. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities. This person has 22.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-05-30 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-14 | 2014-05-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-24 | 2012-02-16 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-19 | 2012-01-30 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-09-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-04 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Ka Kit Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.