Chun-Yuan Hsu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun-Yuan Hsu (許春元), a licensed Responsible Officer with CE reference ASD142. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 16.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-02-11 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-02-11 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-07 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-08-07 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2019-08-07 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-15 | 2019-08-07 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-15 | 2022-02-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-15 | 2019-08-07 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-04-15 | 2022-02-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-04-15 | 2019-08-07 |
| Grand China Securities Limited 華業證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-03 | 2018-02-28 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-08-11 | 2014-01-06 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-08-11 | 2014-01-06 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-23 | 2011-07-15 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-03-23 | 2011-07-15 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-28 | 2011-03-23 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-28 | 2011-03-23 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-12-19 | 2010-10-22 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-12-19 | 2010-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun-Yuan Hsu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.