Lei Mao
毛磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Mao (毛磊), a licensed Responsible Officer with CE reference BML398. Currently licensed at 1 firm(s): YBN Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.1 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YBN Asset Management Limited 中逸資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-07-07 | present |
| YBN Asset Management Limited 中逸資產管理有限公司 |
RO | Type 9 - Asset management | 2026-07-07 | present |
| YBN Asset Management Limited 中逸資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-19 | 2026-07-07 |
| YBN Asset Management Limited 中逸資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-19 | 2026-07-07 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 4 - Advising on securities | 2021-11-10 | 2022-05-18 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 - Asset management | 2021-11-10 | 2022-05-18 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-09 | 2022-05-18 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-09 | 2021-11-10 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 - Asset management | 2021-02-09 | 2021-11-10 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-07 | 2021-01-31 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-07 | 2021-01-31 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-07 | 2021-01-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-25 | 2020-03-27 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-25 | 2020-03-27 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
Rep | Type 9 - Asset management | 2020-02-25 | 2020-03-27 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-21 | 2019-12-03 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-21 | 2019-12-03 |
| Kilmorey Asset Management Limited 金力資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-21 | 2020-01-11 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | 2018-05-28 | 2019-02-15 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-03 | 2019-02-15 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-03 | 2019-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Mao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.