Yat Ying Karen Lau
劉一瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ying Karen Lau (劉一瑩), CE reference ASS218. Currently licensed at 1 firm(s): YRD Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YRD Asset Management Limited | RO | Type 1 — Dealing in securities | 2017-10-23 | present |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2017-10-23 | present |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2017-10-23 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-31 | 2010-07-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-31 | 2010-07-23 |