Stella Chin Shuen Chow
鄒展璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella Chin Shuen Chow (鄒展璇), CE reference AGO293. Currently licensed at 1 firm(s): Yicko Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-10 | present |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-10 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-11 | 2016-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-04-11 | 2016-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-06-21 | 2014-03-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-06-21 | 2014-03-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-09 | 2011-06-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-09 | 2011-06-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-07-03 | 2010-08-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-07-03 | 2010-08-05 |