Siu Pong Fok
霍少邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Pong Fok (霍少邦), CE reference AME216. Currently licensed at 1 firm(s): XHK Limited. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XHK Limited | RO | Type 1 — Dealing in securities | 2025-02-28 | present |
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2024-06-25 | present |
| XHK Limited | Rep | Type 2 — Dealing in futures contracts | 2024-04-29 | 2024-06-25 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-03-01 | 2024-03-25 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-03-01 | 2024-03-25 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-28 | 2022-12-31 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-12-28 | 2022-12-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-07-08 | 2021-01-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-06-21 | 2021-01-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-12 | 2019-07-08 |
| BANDS Financial Limited 磐石金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-23 | 2018-05-21 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-10 | 2015-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-13 | 2012-11-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-05-10 | 2012-07-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-10 | 2012-07-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-10 | 2012-07-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-17 | 2010-05-03 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-17 | 2010-05-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2010-02-04 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-11 | 2010-02-04 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-12 | 2008-02-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-12 | 2008-02-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-17 | 2007-11-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-04 | 2007-11-01 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-31 | 2007-06-23 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-24 | 2005-07-29 |