Nelson Kai Yip Chow
周啟業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Kai Yip Chow (周啟業), CE reference BHU289. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-17 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-17 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-17 | present |