Pascal Michael Quint
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pascal Michael Quint, CE reference BNP735. Currently licensed at 1 firm(s): RBC Investment Services (Asia) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-10 | 2023-12-05 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-10 | 2023-12-05 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-10 | 2023-12-05 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-10-10 | 2023-12-05 |