Pascal Michael Quint
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pascal Michael Quint, a licensed Responsible Officer with CE reference BNP735. Currently licensed at 1 firm(s): RBC Investment Services (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 7.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 - Advising on securities | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-12-05 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-10 | 2023-12-05 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-10 | 2023-12-05 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-10 | 2023-12-05 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-10-10 | 2023-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pascal Michael Quint during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.