Ha Young Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ha Young Lee (李夏榮), a licensed Responsible Officer with CE reference ADI252. Currently licensed at 1 firm(s): RaffAello Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 21.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2020-08-19 | present |
| RaffAello Securities (HK) Limited | RO | Type 4 - Advising on securities | 2020-08-19 | present |
| RaffAello Investment Management (HK) Limited | RO | Type 9 - Asset management | 2021-03-23 | 2024-05-07 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 9 - Asset management | 2018-07-09 | 2020-06-28 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-06 | 2020-06-28 |
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2012-03-15 | 2017-03-31 |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2012-03-08 | 2012-03-15 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-25 | 2012-02-27 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-19 | 2010-11-25 |
| KB Investment & Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2004-06-30 | 2010-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ha Young Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.