Lok Lun Lawrence Siu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Lun Lawrence Siu (蕭樂倫), a licensed Representative with CE reference BGG837. Currently licensed at 1 firm(s): RBC Investment Services (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 10.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-24 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-24 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-24 | present |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-09-24 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Lun Lawrence Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.