Siguo Chen
陳思果
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siguo Chen (陳思果), CE reference BAE279. Currently licensed at 1 firm(s): RBC Global Asset Management (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-21 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-21 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-12-21 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-09-10 | 2017-09-30 |