Li Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Wang (王麗), a licensed Representative with CE reference BUS720. Currently licensed at 1 firm(s): RIME Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-15 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 9 - Asset management | 2026-01-15 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-31 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-18 | 2025-09-29 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-24 | 2025-02-01 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-04-24 | 2025-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.