Kin Hung Tsang
曾建雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Hung Tsang (曾建雄), CE reference AFT414. Currently licensed at 1 firm(s): RaffAello Capital Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Capital Limited | RO | Type 6 — Advising on corporate finance | 2012-07-05 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-09-08 | 2012-06-27 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-01 | 2011-09-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-08-27 | 2011-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-03 | 2010-08-27 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-11-14 | 2007-01-19 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-27 | 2005-11-14 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-07-26 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2003-08-01 |