Kai Man Cho
曹繼文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Man Cho (曹繼文), CE reference BBQ522. Currently licensed at 1 firm(s): Rakuten Securities Hong Kong Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2022-10-05 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-23 | 2022-07-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-27 | 2022-07-27 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-03 | 2020-08-07 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-03 | 2020-08-07 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-26 | 2013-09-12 |