Tsz Ying Fan

樊紫盈
CE No. AQW345 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ying Fan (樊紫盈), a licensed former licensee with CE reference AQW345. This person has 7.8 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Raffles Assets Management (HK) Co. Limited
萬方資產管理(香港)有限公司
Rep Type 9 - Asset management 2023-07-20 2026-08-28
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2011-05-06 2013-01-11
Fulbright Futures Limited
富昌期貨有限公司
Rep Type 2 - Dealing in futures contracts 2011-05-06 2013-01-11
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 5 - Advising on futures contracts 2009-07-15 2011-04-25
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2008-04-18 2011-04-25
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-04-18 2011-04-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Ying Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Man Ching Chan Raffles Assets Management (HK) Co. Limited 2023–2026
Wei Ting Cheng Raffles Assets Management (HK) Co. Limited 2023–2026
Yuen Man Ho Raffles Assets Management (HK) Co. Limited 2023–2026
Yu-Chi Hsu Raffles Assets Management (HK) Co. Limited 2023–2026
Pui Yu Pauly Kwok Raffles Assets Management (HK) Co. Limited 2023–2026
King Man Lai Raffles Assets Management (HK) Co. Limited 2023–2026
Johnny Kar Yau Lau Raffles Assets Management (HK) Co. Limited 2023–2026
Wing Yin Law Raffles Assets Management (HK) Co. Limited 2023–2026
On Lai Louie Raffles Assets Management (HK) Co. Limited 2023–2026
Hung Wai Tsao Raffles Assets Management (HK) Co. Limited 2023–2026
Pui Shan Wong Raffles Assets Management (HK) Co. Limited 2023–2026
Lok Hang Yan Raffles Assets Management (HK) Co. Limited 2023–2026
King Ngok Yeu Raffles Assets Management (HK) Co. Limited 2023–2026
Ruolan Zhang Raffles Assets Management (HK) Co. Limited 2023–2026
Wan Wah Cheung Raffles Assets Management (HK) Co. Limited 2023–2026
Xiaofan Xu Raffles Assets Management (HK) Co. Limited 2024–2026
Chi Kwan Cheung Raffles Assets Management (HK) Co. Limited 2024–2026
Cookie Yin Shan Ho Raffles Assets Management (HK) Co. Limited 2023–2026
Yuen Sum Yeung Raffles Assets Management (HK) Co. Limited 2023–2026
Sai Hang Yeung Raffles Assets Management (HK) Co. Limited 2024–2026

Related