Chung Yuen Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yuen Chan (陳鍾元), a licensed Responsible Officer with CE reference AIF914. Currently licensed at 1 firm(s): RAYS Capital Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 |
RO | Type 4 - Advising on securities | 2019-11-08 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
RO | Type 9 - Asset management | 2019-11-08 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-25 | 2019-11-08 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 - Asset management | 2012-05-25 | 2019-11-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.