Jichen Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jichen Li, CE reference BLU396. Currently licensed at 1 firm(s): Qube Research & Technologies Hong Kong Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2023-11-20 | present |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2021-11-23 | 2023-03-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-03-02 | 2021-07-09 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-02 | 2021-07-09 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-02 | 2021-07-09 |