Christopher Siu Lun Lai
黎紹倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Siu Lun Lai (黎紹倫), CE reference AZU815. Currently licensed at 1 firm(s): RBC Global Asset Management (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-10 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-11-10 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2015-09-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2015-09-17 |