Pol Besse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pol Besse, CE reference AWX855. Currently licensed at 1 firm(s): Qube Research & Technologies Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2024-11-15 | present |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2023-09-15 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2016-08-01 | 2023-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-06-16 | 2016-04-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-06-16 | 2016-04-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-16 | 2016-04-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2014-04-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-14 | 2014-04-02 |