Kam Tong Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tong Yan (甄錦棠), a licensed Responsible Officer with CE reference ALT703. Currently licensed at 2 firm(s): T G Securities Limited, Quantsmile (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 21.1 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-07 | present |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-11-07 | present |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
RO | Type 9 - Asset management | 2010-01-27 | present |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-11-06 | 2010-01-27 |
| Hamon Asian Advisors Limited | RO | Type 4 - Advising on securities | 2007-01-24 | 2009-10-19 |
| Hamon Asset Management Limited | RO | Type 4 - Advising on securities | 2007-01-24 | 2009-10-19 |
| PFP Capital Limited | RO | Type 4 - Advising on securities | 2007-01-24 | 2009-10-19 |
| Hamon Asset Management Limited | RO | Type 5 - Advising on futures contracts | 2007-01-24 | 2009-10-19 |
| PFP Capital Limited | RO | Type 5 - Advising on futures contracts | 2007-01-24 | 2009-10-19 |
| Hamon Asian Advisors Limited | RO | Type 9 - Asset management | 2007-01-24 | 2009-10-19 |
| Hamon Asset Management Limited | RO | Type 9 - Asset management | 2007-01-24 | 2009-10-19 |
| PFP Capital Limited | RO | Type 9 - Asset management | 2007-01-24 | 2009-10-19 |
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2006-09-20 | 2007-01-24 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2006-09-20 | 2007-01-24 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2006-09-20 | 2007-01-24 |
| Hamon Asset Management Limited | Rep | Type 5 - Advising on futures contracts | 2006-09-20 | 2007-01-24 |
| PFP Capital Limited | Rep | Type 5 - Advising on futures contracts | 2006-09-20 | 2007-01-24 |
| Hamon Asian Advisors Limited | Rep | Type 9 - Asset management | 2006-09-20 | 2007-01-24 |
| Hamon Asset Management Limited | Rep | Type 9 - Asset management | 2006-09-20 | 2007-01-24 |
| PFP Capital Limited | Rep | Type 9 - Asset management | 2006-09-20 | 2007-01-24 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 - Advising on securities | 2005-05-18 | 2006-08-07 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-05-18 | 2006-08-07 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 - Asset management | 2005-05-18 | 2006-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Tong Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kevin Hon Kit Cheng | Quantsmile (HK) Limited | 2009–2021 |
| Douglas Lap Tak Chan | Quantsmile (HK) Limited | 2009–2019 |
| Timothy Chan | Quantsmile (HK) Limited | 2021–present |
| Cheuk Yin Joshua Ng | Quantsmile (HK) Limited | 2021–present |
| Na Wu | PFP Capital Limited | 2006–2009 |
| Xin Wang | PFP Capital Limited | 2007–2009 |
| Kwong Chiu Po | Quantsmile (HK) Limited | 2017–2022 |
| Ka Hung Chan | PFP Capital Limited | 2006–2009 |
| Hugh Adam Simon | PFP Capital Limited | 2006–2009 |
| Tsz Wai To | PFP Capital Limited | 2006–2009 |
| Abhijit Sarkar | PFP Capital Limited | 2007–2009 |
| Philip Kar Kuen Cheng | PFP Capital Limited | 2007–2009 |
| Irene Oi Ling Wong | Quantsmile (HK) Limited | 2017–2020 |
| Li-Hsiu Yang | PFP Capital Limited | 2007–2009 |
| Irene Chi Ying Leung | PFP Capital Limited | 2006–2009 |
| Lai Chong Au | PFP Capital Limited | 2007–2009 |
| Mei Chun Au | T G Securities Limited | 2022–present |
| Wing Keung Choy | T G Securities Limited | 2022–present |
| Anson Kwun Po Yu | Quantsmile (HK) Limited | 2012–2014 |
| Weijia Jiang | PFP Capital Limited | 2008–2009 |