Terry Ka Wai Yau
邱家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Ka Wai Yau (邱家威), CE reference AJA295. Currently licensed at 1 firm(s): Quam Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2008-02-13 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-26 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-09 | present |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-22 | 2006-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2004-07-22 | 2004-10-15 |