Terry Ka Wai Yau
邱家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Ka Wai Yau (邱家威), a licensed Representative with CE reference AJA295. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2008-02-13 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-26 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-09 | present |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-22 | 2006-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2004-07-22 | 2004-10-15 |