Derek Tsz To Au
區子韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Tsz To Au (區子韜), CE reference BFE457. Currently licensed at 1 firm(s): RBC Global Asset Management (Asia) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-17 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-17 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-04-17 | present |