Shaohua Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaohua Wang (王少華), a licensed Responsible Officer with CE reference BJE214. Currently licensed at 1 firm(s): RIME Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-05 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 - Advising on securities | 2024-12-05 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 - Asset management | 2024-12-05 | present |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2021-12-15 | 2024-06-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2021-12-15 | 2024-06-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-03 | 2021-12-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2021-05-03 | 2021-12-15 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-09 | 2017-09-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-09 | 2017-09-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 9 - Asset management | 2017-03-09 | 2017-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaohua Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.