Dapeng Xu
徐大鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dapeng Xu (徐大鵬), CE reference AUZ670. Currently licensed at 1 firm(s): ROC Capital Management Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Capital Management Limited | RO | Type 9 — Asset management | 2021-04-08 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-28 | 2015-06-30 |