Leon Hak Kan Chik
植克勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Hak Kan Chik (植克勤), CE reference ADT573. Currently licensed at 1 firm(s): ROCIM Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROCIM Limited | RO | Type 4 — Advising on securities | 2025-03-06 | present |
| ROCIM Limited | RO | Type 9 — Asset management | 2025-03-06 | present |
| ROCIM Limited | Rep | Type 4 — Advising on securities | 2023-01-16 | 2025-03-06 |
| ROCIM Limited | Rep | Type 9 — Asset management | 2023-01-16 | 2025-03-06 |
| ROCIM Limited | Rep | Type 9 — Asset management | 2020-04-28 | 2020-12-07 |
| MainFirst Securities Hong Kong Limited |
RO | Type 4 — Advising on securities | 2008-11-28 | 2009-09-15 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-07-02 | 2008-11-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-14 | 2008-05-30 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-05-23 | 2005-11-12 |
| T & F Research Limited | Rep | Type 4 — Advising on securities | 2004-04-29 | 2005-05-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-06 |