Vivian Wing Yan Sham
岑穎欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wing Yan Sham (岑穎欣), a licensed Representative with CE reference AYB233. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.8 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-08 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-12 | present |