Julien David Edgar Grunebaum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julien David Edgar Grunebaum, CE reference BMK915. Currently licensed at 1 firm(s): Raffles Assets Management (HK) Co. Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-01 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-04-19 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-09 | present |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-03-12 | 2021-02-05 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-03-12 | 2021-02-05 |