UBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBP Asset Management Asia Limited (瑞士聯合資產管理亞洲有限公司), CE reference AOB278. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 6.
Registered address
26/F, AIA Central, 1 Connaught Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-01-11 | present |
| Type 4 — Advising on securities | 2007-01-11 | present |
| Type 9 — Asset management | 2010-12-15 | present |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Yiping Du 杜一平 | RO 9 Rep 4 | 2022-06 |
| Moo Bong Lee | RO 1, 4 Rep 9 | 2017-09 |
| Wee Ping Nah 藍維彬 | RO 1, 4, 9 | 2022-07 |
| Chun Wai (SFC:AJJ806) Wong 黃鎮威 | RO 1, 4, 9 | 2024-11 |
| Yiling Cai 蔡依玲 | Rep 1, 4 | 2024-06 |
| Ka Wing Wu 胡家榮 | Rep 4, 9 | 2021-10 |
Showing 1–6 of 6