KuCoin HK Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KuCoin HK Limited, a Hong Kong-based licensed corporation with CE reference AAU948. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 2 (total recorded over time: 118). Earliest licence on file: 2016-06-27.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit 708A, 794-802 Nathan Road, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | 2016-06-27 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-01 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-01 |
| Type 9 - Asset management | Pre-2003 | 2004-11-01 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (118)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kong Wah Lam 林江華 | RO 1, 4 Rep 1, 4 | 2026-04 | Present |
| Siu Yung Yeung | RO 1, 4 Rep 1 | 2024-03 | Present |
| Ho Kin Chan 陳豪健 | RO 1, 4 | 2024-03 | 2026-02 |
| Tailong Shen 沈泰龍 | RO 1 | 2023-11 | 2025-10 |
| Wing Yin Chan 陳穎妍 | Rep 1 | 2021-01 | 2025-06 |
| Xia Liu 柳夏 | Rep 1 | 2021-01 | 2025-06 |
| Qingwen Lan 藍青文 | RO 1, 4 | 2023-05 | 2024-03 |
| Chun Kong Kwok 郭振江 | RO 1, 4 Rep 1, 4 | 2021-02 | 2024-02 |
| Yuk Yan Yeung 楊毓仁 | RO 1, 4 Rep 1, 4 | 2021-10 | 2023-11 |
| Sheung Tak Ip 葉上德 | Rep 1 | 2021-10 | 2022-08 |
| Ka Ming Lo 盧嘉鳴 | Rep 1 | 2020-11 | 2022-05 |
| Alvin Tin Yam Wong 黃天任 | RO 1, 4 Rep 1 | 2020-03 | 2022-04 |
| Tak Yin Yiu 姚得賢 | RO 1, 4 | 2020-06 | 2022-01 |
| Ka Chung Lai 黎家聰 | Rep 1, 4 | 2020-12 | 2022-01 |
| Fung Yee Chiu 趙鳳儀 | Rep 1, 4 | 2017-03 | 2021-09 |
| Ran Cui 崔然 | Rep 1, 4 | 2019-03 | 2021-09 |
| Chong Yu Tsoi 蔡創宇 | Rep 1 | 2021-06 | 2021-09 |
| Siu Chung Tsang 曾少聰 | RO 1, 4 Rep 1, 4 | 2021-02 | 2021-05 |
| Kent Kin Man Li 李健文 | Rep 1, 4 | 2021-04 | 2021-05 |
| Chun Kit Chan 陳俊傑 | Rep 1, 4 | 2020-09 | 2021-04 |
| David Carven Yung Yee Se 施勇儀 | RO 1, 4 | 2020-09 | 2021-04 |
| Ting Cheung Young 楊庭章 | Rep 1 | 2020-06 | 2021-01 |
| Ruichao Liang 梁睿超 | Rep 1, 4 | 2018-06 | 2020-10 |
| Sing Lung Ngai 魏星龍 | RO 4 Rep 1, 4 | 2018-12 | 2020-09 |
| Derick Kam Ching Li 李金錚 | RO 1, 4 | 2020-03 | 2020-07 |
| Wai Fun Wong 黃慧芬 | RO 1, 4 Rep 1 | 2017-09 | 2020-05 |
| Peng Lin 林芃 | RO 1, 4 | 2017-06 | 2020-03 |
| Dixon Tit Chu Poon 潘鐵柱 | RO 1 Rep 1 | 2019-07 | 2020-01 |
| Helfen Hi Kin Siu 蕭起健 | Rep 1 | 2017-07 | 2019-07 |
| Peter Kwong Hung Lau 柳光洪 | Rep 1, 4, 6, 9 | Pre-2003 | 2019-06 |
| Lai Lin Tsang 曾麗蓮 | Rep 1, 4, 6, 9 | Pre-2003 | 2019-06 |
| Alex Tin Fuk Wong 黃天福 | Rep 1 | 2005-03 | 2019-06 |
| Ching Yeung 楊靜 | Rep 1 | 2018-09 | 2019-06 |
| Pierre Tsan Lung Cheng 鄭贊龍 | RO 1 Rep 1 | 2003-11 | 2019-04 |
| Hung Shun Mau 繆孔順 | Rep 1 | 2003-07 | 2019-04 |
| Xiao Ming Yang 楊曉敏 | Rep 1 | 2003-07 | 2019-04 |
| Lai Mei Yip 葉麗薇 | Rep 1 | 2017-04 | 2019-04 |
| Tak Law Lee 李德羅 | Rep 1 | 2018-08 | 2019-04 |
| Ka Yan Michelle Yu 喻家欣 | Rep 1, 4 | 2017-02 | 2019-04 |
| Ho Lim Chan 陳晧廉 | Rep 1 | 2017-10 | 2019-04 |
| Yuen Leong Ng 吳遠亮 | Rep 1 | 2018-01 | 2019-04 |
| Wai Chor Tse 謝偉初 | Rep 1, 4 | 2017-01 | 2019-04 |
| Chi Kit Cheung 張智傑 | Rep 1 | 2018-11 | 2019-03 |
| Pui Ying Chiu 招沛礽 | Rep 1 | 2006-03 | 2018-12 |
| Kenneth Chun Tak Ng 吳進德 | RO 1 Rep 1, 4 | 2017-11 | 2018-12 |
| Wing Chun Siu 蕭永進 | Rep 1 | 2018-03 | 2018-07 |
| Shirley Shing Kit Wong 黃成潔 | RO 4 Rep 1 | 2015-12 | 2018-06 |
| Hiu Tung Li 李曉東 | RO 1 Rep 1 | 2016-11 | 2018-06 |
| Ho Shing Choi 崔賀丞 | Rep 1 | 2017-11 | 2018-04 |
| Man Sang Tsang 曾文生 | Rep 1 | 2015-12 | 2018-03 |
| Shuk Wah Leung 梁淑華 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-12 |
| Man Man Yiu 姚文敏 | Rep 1 | 2014-07 | 2017-10 |
| Pui Lam Yue 余佩琳 | Rep 1, 4 | 2016-07 | 2017-09 |
| Peggy Mei Woon Tam 譚美奐 | Rep 1, 4 | 2017-03 | 2017-07 |
| Irene Hue Ying Chan 陳曉盈 | RO 1 Rep 1 | 2007-02 | 2017-06 |
| Ka Ching Lai 黎嘉靜 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-06 |
| Lin Ying Lam 林蓮英 | RO 1, 4, 6, 9 | Pre-2003 | 2017-06 |
| To Sing Poon 潘道成 | RO 1, 4 Rep 1 | 2016-04 | 2017-06 |
| Man Ho Cheng 鄭文豪 | Rep 1 | 2015-11 | 2017-04 |
| Chi Hang Ho 何志恆 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-04 |
| Ida Yuk Chun Lee 李玉珍 | Rep 1 | 2015-11 | 2017-04 |
| Suet Lin Li 李說蓮 | Rep 1 | 2015-11 | 2017-04 |
| Siu Fun Ngan 顏少芬 | Rep 1 | 2005-08 | 2017-04 |
| Beng Chung Tsui 徐秉忠 | Rep 1 | 2015-11 | 2017-04 |
| Rick Wing Kei Tsui 崔榮基 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-03 |
| Raymond Man Chan 陳文 | RO 1, 4, 6, 9 | Pre-2003 | 2017-03 |
| Bo Fai Chui 徐寶輝 | Rep 1 | 2008-05 | 2017-03 |
| Alan Wai Lun Chu 朱偉倫 | Rep 1 | 2016-08 | 2016-09 |
| Eddie Shiu Hung Ho 何紹雄 | Rep 1 | 2005-08 | 2016-06 |
| Regina Siu Fong Lo 勞少芳 | Rep 1 | 2003-12 | 2016-02 |
| Amy Luen Kuen Chan 陳聯娟 | Rep 1 | 2005-08 | 2015-09 |
| Mandy Lai Wa Lau 劉麗華 | Rep 1 | 2010-03 | 2014-10 |
| Kam Yuen Luk 陸錦源 | Rep 1 | 2005-09 | 2014-01 |
| Lit Ming Lee 李烈銘 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-12 |
| Po Chun Lai 黎寶珍 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-12 |
| Ho Kei Yue 余浩淇 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-12 |
| Chun Yee Ng 吳振義 | Rep 1 | 2008-07 | 2011-05 |
| Lo Lok 樂璐 | Rep 1 | 2006-01 | 2011-04 |
| Jing Zhang 張晶 | Rep 1 | 2009-08 | 2011-03 |
| Fuk Che Lai 黎馥姿 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-07 |
| Yiu Chung Lai 黎耀宗 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-07 |
| Tat Fai Tang 鄧達輝 | Rep 1 | 2008-08 | 2010-06 |
| Chi Chung Yip 葉志忠 | Rep 1 | 2009-08 | 2010-06 |
| Henry Hing Nin So 蘇慶年 | Rep 1 | 2009-09 | 2010-02 |
| Lawrence Li Chen 陳良驊 | Rep 1 | 2009-02 | 2009-10 |
| Beverly Pui Lan Ting 丁佩蘭 | Rep 1 | 2007-10 | 2009-06 |
| Koon Cheong Shea 佘冠昌 | Rep 1 | 2008-02 | 2009-02 |
| Cheong Wing Ho 何昌榮 | Rep 1 | 2008-09 | 2009-01 |
| Fianna Ka Yan Li 李家茵 | Rep 1 | 2008-03 | 2008-09 |
| Chuen Leung Chan 陳春良 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-09 |
| Ricky Sai Ping Chan 陳世平 | RO 1 | Pre-2003 | 2008-06 |
| Eric Hon Yee Lai 黎漢頤 | Rep 1 | 2007-08 | 2008-05 |
| Chi Ming Ho 何志明 | Rep 1 | 2007-12 | 2008-01 |
| Chee Jen Leung Cheung 梁張志珍 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-12 |
| Chun Ho Kevin Li 李俊昊 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-12 |
| Sui Yuk Cheng 鄭瑞玉 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-11 |
| Chung Keung Leung 梁仲強 | Rep 1 | 2006-10 | 2007-09 |
| David Wing Yiu Cho 曹鈞峖 | Rep 1 | 2005-06 | 2007-07 |
| Yick Tsun Chan 陳億川 | RO 1 | Pre-2003 | 2007-06 |
| Chi Kin Wong 黃志堅 | Rep 1 | 2006-08 | 2007-05 |
Showing 1–100 of 118
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