Thing On Securities Limited

晉安證券有限公司

CE No. ACI905 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thing On Securities Limited (晉安證券有限公司), a Hong Kong-based licensed corporation with CE reference ACI905. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 7 (total recorded over time: 16).
Category:: Sell side · Brokerage ?
Registered address:: 17/F, Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wan Chai
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2004-11-29
Type 6 - Advising on corporate finance	Pre-2003	2004-11-29
Type 9 - Asset management	Pre-2003	2004-11-29

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Pak Cheung Hung 洪泊章	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Chung Tak Wong 王聰德	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Fung Yuen Wong 王逢源	RO 1, 4, 6, 9	Pre-2003	Present
Derick Wong Ngo 王文俊	RO 1 Rep 1	2008-07	Present
Laura Sui Yuen Lam 林瑞苑	Rep 1	2007-10	Present
Cho Ming Wong 王灶明	Rep 1, 4, 6, 9	Pre-2003	Present
Roland Ka Yeung Wong 王家揚	Rep 1	2011-09	Present
Tiantian Yang 楊田田	Rep 1	2016-09	2026-07
Alan Ka Lun Yau 丘嘉倫	Rep 1, 4, 6, 9	Pre-2003	2016-06
Frankie Tak Shun Shiu 邵德順	Rep 1, 4, 6, 9	Pre-2003	2014-10
Gloria Man Yin Lau 劉敏妍	Rep 1	2007-12	2010-03
Melvin Wong Gaw 蔡永強	Rep 1	2008-05	2008-06
Yuen Ming Yau 丘遠明	RO 1, 4, 6, 9	Pre-2003	2005-05
Yau Kan Man 萬幼勤	Rep 1, 4, 6, 9	Pre-2003	2005-03
Tsun Kit Chow 周俊潔	Rep 1, 4, 6, 9	Pre-2003	2004-10
Kally Chong 莊嘉俐	RO 1, 4	Pre-2003	2003-10