Thing On Securities Limited
晉安證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thing On Securities Limited (晉安證券有限公司), CE reference ACI905. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 8.
Registered address
17/F, Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-29 |
| Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Type 9 — Asset management | present | 2004-11-29 |
Licensed staff (8)
As of
| Name | Activities | Since |
|---|---|---|
| Pak Cheung Hung 洪泊章 | RO 1 | 2005-08 |
| Fung Yuen Wong 王逢源 | RO 1 | Pre-2003 |
| Derick Wong Ngo 王文俊 | RO 1 | 2012-03 |
| Laura Sui Yuen Lam 林瑞苑 | Rep 1 | 2007-10 |
| Cho Ming Wong 王灶明 | Rep 1 | Pre-2003 |
| Chung Tak Wong 王聰德 | Rep 1 | 2006-05 |
| Roland Ka Yeung Wong 王家揚 | Rep 1 | 2011-09 |
| Tiantian Yang 楊田田 | Rep 1 | 2016-09 |
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