BC Asia Asset Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BC Asia Asset Management Limited ( ), a Hong Kong-based licensed corporation with CE reference BQN953. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2021-06-30.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-06-30 | 2022-09-20 |
| Type 4 — Advising on securities | 2022-08-09 | 2024-08-20 |
| Type 9 — Asset management | 2021-06-30 | 2024-08-20 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David John Hinde | RO 1, 4, 9 | 2021-06 | 2024-08 |
| Fu Man Lau 劉富民 | RO 1, 9 | 2021-06 | 2021-11 |
| Sebastian John Leotta | RO 1, 4, 9 | 2021-06 | 2023-05 |
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