Canadian Imperial Bank of Commerce
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Canadian Imperial Bank of Commerce, a Hong Kong-based registered institution with CE reference AAA865. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2006-12-13.
- Category:
-
Sell side · Investment banking
- Registered address:
- Suite 3602 Cheung Kong Center, 2 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | 2012-04-27 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-03-14 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2014-01-10 |
| Type 9 - Asset management | 2006-12-13 | 2013-07-05 |
| Type 9 - Asset management | Pre-2003 | 2005-03-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1645 staff - 2 shared activity types - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1377 staff - 2 shared activity types - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 904 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 890 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 546 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 455 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 443 staff - 2 shared activity types - 凱基證券亞洲有限公司