Concord Securities Company Limited
人和證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Concord Securities Company Limited (人和證券有限公司), a Hong Kong-based licensed corporation with CE reference AAJ416. Current licensed staff on file: 0 (total recorded over time: 1).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | 2003-11-27 |
| Type 4 - Advising on securities | present | 2003-11-27 |
| Type 6 - Advising on corporate finance | present | 2003-11-27 |
| Type 9 - Asset management | present | 2003-11-27 |
Licensed staff (all-time) (1)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter Po Fun Chan 陳普芬 | RO 1, 4, 6, 9 | Pre-2003 | 2003-11 |
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