Poseidon Capital Limited

CE No. BRO534 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Poseidon Capital Limited, a Hong Kong-based licensed corporation with CE reference BRO534. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 9 (total recorded over time: 15). Earliest licence on file: 2022-01-12.

Category:
Sell side · Trustee / custody / clearing ?
Registered address:
Room 1505 15/F, Wing On Centre, 111 Connaught Road Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2023-03-20 present
Type 9 - Asset management 2022-01-12 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (15)

Active on date
Name Activities First licensed To
Min Jun Ho 何明君 RO 4, 9 2022-01 Present
Shen-Tzu Wang 王慎孜 RO 4, 9 2022-01 Present
Zhengnan Chen 陳鄭南 Rep 4, 9 2025-11 Present
Jiawen Fang 方佳文 Rep 4, 9 2026-01 Present
Xuan Lu 魯璇 Rep 9 2026-07 Present
Hongjun Mao 毛紅軍 Rep 9 2023-05 Present
Xinming Wang 王心明 Rep 9 2026-03 Present
Jing Ruei Wu 吳京叡 Rep 9 2026-01 Present
Mengxinyi Yang 楊梦欣怡 Rep 9 2023-11 Present
Yinzhe Qian 錢寅哲 Rep 4, 9 2023-03 2026-06
Jie Yu 于洁 Rep 9 2025-06 2026-06
Yinuo Zhu 朱一诺 Rep 9 2025-01 2025-11
Sunny Zhao Hui Shang 尚朝暉 Rep 9 2024-08 2025-07
King Tin Lee 李敬天 Rep 9 2025-02 2025-05
Zian Chen 陳梓安 Rep 9 2022-12 2024-06
Showing 1–15 of 15

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related