Substance Capital (HK) Limited
元實資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Substance Capital (HK) Limited (元實資本有限公司), CE reference BFQ989. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-09-02 | 2021-07-07 |
| Type 4 — Advising on securities | 2015-08-28 | 2023-03-27 |
| Type 9 — Asset management | 2015-08-28 | 2023-03-27 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chien-Hua Chen 陳建華 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-04 | 2022-04 |
| Hui-Ming Chen 陳慧明 | RO 4, 9 Rep 1 | 2017-08 | 2018-04 |
| Cheng-Tang Matt Hsieh 謝承唐 | RO 1, 4, 9 | 2015-08 | 2023-03 |
| Yi-Tsyr Lin 林懿慈 | RO 1, 4, 9 | 2015-08 | 2023-03 |
| Daniel Pun 潘達賢 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-02 | 2022-09 |
| Chih-Min Wang 王智民 | RO 4, 9 | 2015-08 | 2016-09 |
| Pei Wei Wu 吳佩偉 | RO 1, 4, 9 Rep 4, 9 | 2016-12 | 2022-09 |
| I Chen Lin 林宜臻 | Rep 1, 4, 9 | 2019-09 | 2022-09 |
| Yik Fong Wong 王亦方 | Rep 1, 4, 9 | 2018-02 | 2022-09 |
Showing 1–9 of 9