BOCOM Schroder Asset Management (Hong Kong) Company Limited
交銀施羅德資產管理(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BOCOM Schroder Asset Management (Hong Kong) Company Limited (交銀施羅德資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BBU502. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2013-11-29.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2014-04-08 | 2022-07-29 |
| Type 4 - Advising on securities | 2013-11-29 | 2022-07-29 |
| Type 9 - Asset management | 2013-11-29 | 2022-07-29 |
Licensed staff trend
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Total licensed staff, all activities
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Suk Yee Kwan 關淑儀 | RO 1, 4, 9 | 2013-11 | 2022-07 |
| Huei-Jing Lee 李惠錦 | RO 1, 4, 9 Rep 4, 9 | 2014-01 | 2022-04 |
| Shishi Kong 孔師詩 | Rep 1, 4, 9 | 2017-07 | 2022-01 |
| Mei Shan Chan 陳美珊 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-06 | 2019-08 |
| Justin Chun-Hoy Ng 伍志凱 | Rep 1, 4 | 2017-10 | 2018-08 |
| Sze Man Tse 謝思敏 | Rep 1, 4 | 2015-10 | 2017-08 |
| Kin Wai Chan 陳健威 | Rep 1, 4, 9 | 2015-04 | 2017-01 |
| William Wai Fai Cheng 鄭偉輝 | RO 4, 9 | 2013-11 | 2016-10 |
| Lai Sze Chan 陳麗絲 | Rep 1, 4, 9 | 2014-09 | 2016-08 |
| Beryl Wang Chi Kwan 管泓姿 | Rep 1, 4 | 2015-02 | 2016-05 |
| Yun Xie 謝贇 | Rep 1, 4, 9 | 2013-12 | 2015-08 |
| Deborah Wai Chung Lee 李慧中 | Rep 1, 4, 9 | 2014-06 | 2015-03 |
Showing 1–12 of 12